Tennessee Bankers

2002-5 Bank Auditor

Bank Auditor – Specializing in Regulatory Compliance
Location: Knoxville, TN 


Summary:
Performs various internal control and compliance audits, including planning, execution, and report preparation; assists Vice President of Audit and Compliance in other administrative duties.


Responsibilities:

  • Ensure compliance with internal controls, corporate policies, and regulatory requirements 
  • Conduct internal compliance audits covering federal and state rules and regulations
  • Conduct internal control audits for all areas of operation
  • Compose audit memos and complete audit work papers 
  • Communicate audit findings to the audit supervisor and management
  • Complete assignments within the scheduled time frame
  • Collaborate with team members in the annual risk assessments
  • Develop and update audit programs

 

Qualifications:

  • Bachelor’s degree in business related field - emphasis in finance or accounting preferred
  • Minimum of three years’ experience in bank audit or compliance related area 
  • CRCM, CIA or similar professional certification preferred but not required
  • Ability to travel 5-10%


Required Knowledge:

  • Microsoft Office suite
  • Basic math and accounting principles
  • Familiarity with consumer compliance laws and regulations
  • General knowledge of bank operations, internal controls, deposit and lending processes, and account documents  


Desired Attributes: 

  • Strong organizational skills with ability to manage multiple priorities and projects 
  • Work independently with limited supervision
  • Perform duties under time pressures, prioritize workflow, meet deadlines 
  • Excellent verbal and written communication skills
  • Must maintain confidentiality of customer and company information
  • Exhibit a professional, business-like appearance and demeanor
  • Ability to define problems, collect data, establish facts and draw valid conclusions
  • Ability to write reports, policies, and procedures 
  • Ability to read, analyze and interpret laws, rules, government regulations and procedure manuals
  • Ability to interact positively with team members throughout the bank  


Salary – Negotiable; commensurate with experience

 

Qualified candidates may send their resumes to ppowlas@tnbankers.org.