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March 30 & 31, Embassy Suites Nashville South - Cool Springs, Franklin, TN - SOLD OUT
Early Registration deadline is March 16, 2011
Program Speaker: Ken Golliher, Pegasus Educational Services, LLC
How do you maintain your credentials for managing, auditing, or implementing the portion of your institution’s compliance function that relates to money laundering, terrorist financing, or even national security? It is a question you will have to answer during every future BSA/AML regulatory examination. Your answer will serve as the regulators’ first impression of the compliance efforts of both you and your bank.
Every bank must provide ongoing training to those responsible for BSA and AML compliance. This school gives your institution an opportunity to listen to and interact with regulators from the federal functional regulatory agencies and the Tennessee Department of Financial Institutions. It also allows you a unique opportunity to get some rare “how-to” instruction in BSA/AML compliance issues.
The curriculum for this school changes every year. Your continued attendance establishes the bank’s commitment, and yours, to staying abreast of the most dynamic and pervasive compliance responsibility your institution has.
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Day One Schedule: |
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8:30 - 9:00 am |
Registration and Continental Breakfast |
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9:00 - 10:15 am |
Regulatory Panel and Discussion
Representatives from Each Federal Functional Regulatory Agency |
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10:15 - 10:30 am |
Break |
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10:30 am - Noon |
What Happened Since Last Year? – Ken Golliher |
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Noon - 1:00 pm |
Lunch |
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1:00 - 2:30 pm |
Conducting BSA/AML Research and Using the Examination Manual – Ken Golliher |
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2:30 - 2:45 pm |
Break |
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2:45 - 4:00 pm |
Identifying Customers Subject to Expanded Examination Overview and Beneficial Owners – Ken Golliher |
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4:00 - 5:00 pm |
Welcoming Reception – Hotel Lounge |
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Day Two Schedule: |
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8:30 - 9:00 am |
Continental Breakfast |
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9:00 - 10:30 am |
How Law Enforcement Uses the BSA Forms Data Base – Laura Williams, SSA |
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10:30 - 10:45 am |
Break |
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10:45 am - Noon |
SAR Confidentiality and Supporting Documentation
– Ken Golliher |
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Noon - 1:00 pm |
Lunch |
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1:00 - 2:30 pm |
Updating Your Bank’s BSA/AML/OFAC Risk Assessment
– Ken Golliher |
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2:30 - 2:45 pm |
Break |
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2:45 - 4:00 pm |
BSA/AML Potpourri – Ken Golliher |
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4:00 pm |
Adjourn |
Continuing Education Credit:
13 hours CPE credit
13 hours ICB credit
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TBA Members / Associate Members
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Nonmembers |
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Early Registration |
$415 |
$830 |
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Early Registration deadline is March 16, 2011 |
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Registration |
$440 |
$855 |
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At-the-door |
$465 |
$880 |
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