Tennessee Bankers

Fundamentals of Compliance

January 22 & 23: TBA Barrett Training Center, Nashville

Early Registration Deadlines

  • Both Days
    January 8, 2019
  • Day One
    January 8, 2019
  • Day Two
    January 8, 2019

This program is a two-day comprehensive review of the most important compliance regulations. It is divided into two parts to permit bank personnel to attend either one or both days. The first day focuses on lending area issues and the second day covers deposit area issues.

Day One: Introduction to Lending Compliance

  • Truth-in-Lending Act/Regulation Z
  • RESPA/Regulation X
  • HMDA/Regulation C
  • Fair Credit Reporting Act/FACT Act-Regulation V
  • Flood Disaster Protection Act
  • Bank Sales of Insurance
  • Military Lending Act
  • Equal Credit Opportunity Act/Regulation B
  • Unfair, Deceptive or Abusive Acts or Practices


Day Two: How to Ensure Compliance with Deposit Regulations

  • Customer Identification Procedures
  • Customer Due Diligence/Beneficial Ownership Rule
  • Regulation D
  • Regulation E
  • Regulation CC
  • Regulation DD
  • Fair Credit Reporting Act deposit issues
  • Advertisement of Membership (FDIC)
  • Bank sales of non-credit related insurance
  • Responding to customer complaints and inquiries
  • Unfair, Deceptive or Abusive Acts or Practices (UDAAP)
  • Garnishment of Accounts Containing Federal Benefit Payments

 

Who Should Attend Day One:

The day one content was developed for lending officers and loan administration personnel. The material is taught at the basic level and is appropriate for those who need an introduction to lending compliance or for more experienced personnel who want a refresher course.

 

Who Should Attend Day Two:

PBS developed the day two program content for all employees who deal with the deposit-taking function. It is designed to be both a comprehensive introduction to new deposit employees and a refresher/new developments program for experienced deposit personnel. Compliance officers, auditors, cashiers, operations personnel, tellers, customer service representatives, and new accounts personnel should all benefit from the program.

 

Continuing Education Credit:

6.5 hours CPE credit per day

 

Program Fees

Both Days

TBA Members / Associate MembersNonmembers
Early Registration $540$1080
Early registration deadline is January 8, 2019
Registration $590$1130
Day-of-Program $640$1180

Day One

TBA Members / Associate MembersNonmembers
Early Registration $270$540
Early registration deadline is January 8, 2019
Registration $320$590
Day-of-Program $370$640

Day Two

TBA Members / Associate MembersNonmembers
Early Registration $270$540
Early registration deadline is January 8, 2019
Registration $320$590
Day-of-Program $370$640

TBA Contact

Penny Powlas - ppowlas@TNBankers.org
Vice President of Administration
Tennessee Bankers Association
211 Athens Way, Ste 100 • Nashville, TN 37228-1381
800/964-5525 or 615/244-4871 or www.TNBankers.org

Register for Fundamentals of Compliance

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Special Needs: If you have a special need that may affect your participation in this program, or special dietary requests, please send TBA a statement detailing your needs at least 10 days before the program. We will contact you to discuss accommodations.

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